SEC Filings

Form S-3
ZOMEDICA PHARMACEUTICALS CORP. filed this Form S-3 on 12/20/2018
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Entire Document (1733.8 KB)
Subdocument 1 - S-3 - FORM S-3
Page 1 - As filed with the Securities and Exchange Commission on December 20, 2018
Page 2 - Approximate date of commencement of proposed sale to the public: From time to time after this Regist
Page 3 - The registrant hereby amends this registration statement on such date or dates as may be necessary t
Page 4 - EXPLANATORY NOTE
Page 5 - The information in this prospectus is not complete and may be changed. A registration statement rela
Page 6 - TABLE OF CONTENTS
Page 7 - ABOUT THIS PROSPECTUS
Page 8 - PROSPECTUS SUMMARY
Page 9 - Implications of Being an Emerging Growth Company
Page 10 - Dividend Rights
Page 11 - Certain Take-over Bid Requirements
Page 12 - Transfer Agent and Registrar
Page 13 - DESCRIPTION OF PREFERRED SHARES
Page 14 - DESCRIPTION OF WARRANTS
Page 15 - DESCRIPTION OF DEBT SECURITIES
Page 16 - Ranking
Page 17 - Certain Covenants
Page 18 - Amendments and Waivers
Page 19 - Conversion Rights
Page 20 - Regarding the Trustee
Page 21 - DESCRIPTION OF SUBSCRIPTION RIGHTS
Page 22 - DESCRIPTION OF UNITS
Page 23 - FORMS OF SECURITIES
Page 24 - N/A
Page 25 - PLAN OF DISTRIBUTION
Page 26 - CERTAIN U.S. AND CANADIAN FEDERAL INCOME TAX CONSIDERATIONS
Page 27 - N/A
Page 28 - The information contained in this prospectus is not complete and may be changed. A registration stat
Page 29 - N/A
Page 30 - TABLE OF CONTENTS
Page 31 - ABOUT THIS PROSPECTUS
Page 32 - SUMMARY
Page 33 - THE OFFERING
Page 34 - RISK FACTORS
Page 35 - N/A
Page 36 - CAUTIONARY NOTE ON FORWARD-LOOKING STATEMENTS
Page 37 - USE OF PROCEEDS
Page 38 - DILUTION
Page 39 - DESCRIPTION OF COMMON SHARES
Page 40 - Shareholder Meetings
Page 41 - Transfer Agent and Registrar
Page 42 - PLAN OF DISTRIBUTION
Page 43 - MATERIAL UNITED STATES FEDERAL INCOME TAX CONSIDERATIONS
Page 44 - N/A
Page 45 - The following summary is not a substitute for careful tax planning and advice. U.S. Holders of commo
Page 46 - N/A
Page 47 - N/A
Page 48 - General Rules Applicable to the Ownership and Disposition of Common Shares
Page 49 - Additional Considerations
Page 50 - N/A
Page 51 - N/A
Page 52 - CERTAIN CANADIAN INCOME TAX CONSIDERATIONS
Page 53 - N/A
Page 54 - LEGAL MATTERS
Page 55 - N/A
Page 56 - Up to $50,000,000
Page 57 - PART II
Page 58 - Item 16. Exhibits
Page 59 - N/A
Page 60 - N/A
Page 61 - SIGNATURES
Page 62 - EXHIBIT INDEX
Page 63 - N/A
Subdocument 2 - EX-1.1 - EXHIBIT 1.1
Page 1 - Exhibit 1.1
Page 2 - Incorporated Documents ), including, unless the context otherwise requires, the documents, if any, f
Page 3 - Exchange ), to sell the Placement Shares up to the amount specified, and otherwise in accordance wit
Page 4 - Settlement Date ). The Agent shall notify the Company of each sale of Placement Shares no later than
Page 5 - N/A
Page 6 - N/A
Page 7 - Material Adverse Effect ).
Page 8 - N/A
Page 9 - FINRA ) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Page 10 - FDA ), the United States Department of Agriculture (the USDA ), the United States Drug Enforcement A
Page 11 - FFDCA ), the Animal Drug User Fee Act ( ADUFA ) or similar law; (ii) the Company and its subsidiarie
Page 12 - Intellectual Property ), necessary for the conduct of their respective businesses as now conducted e
Page 13 - Non-Affiliate Shares ), was equal to or greater than $75 million (calculated by multiplying (x) the
Page 14 - Environmental Laws ); (ii) have received and are in compliance with all permits, licenses or other a
Page 15 - Evaluation Date ). The Company presented in its Form 10-K for the fiscal year most recently ended th
Page 16 - Investment Company Act ).
Page 17 - Forward-Looking Statement ) contained in the Registration Statement and the Prospectus has been made
Page 18 - Entity ), or any director, officer or, to the knowledge of the Company, any employee, agent, affilia
Page 19 - Emerging Growth Company ).
Page 20 - N/A
Page 21 - N/A
Page 22 - Filing Date ), which prospectus supplement will set forth, within the relevant period, the amount of
Page 23 - Representation Date );
Page 24 - Comfort Letters ), dated the date the Comfort Letter is delivered, which shall meet the requirements
Page 25 - N/A
Page 26 - N/A
Page 27 - N/A
Page 28 - N/A
Page 29 - Agent Information ).
Page 30 - N/A
Page 31 - N/A
Page 32 - N/A
Page 33 - N/A
Page 34 - Business Day shall mean any day on which the Exchange and commercial banks in the City of New York a
Page 35 - Electronic Notice ) shall be deemed written notice for purposes of this Section 13 if sent to the el
Page 36 - GOVERNING LAW AND TIME; WAIVER OF JURY TRIAL. THIS AGREEMENT SHALL BE GOVERNED BY AND CONSTRUED IN A
Page 37 - Applicable Time means (i) each Representation Date, (ii) the time of each sale of any Placement Shar
Page 38 - Issuer Free Writing Prospectus means any issuer free writing prospectus, as defined in Rule 433, rel
Page 39 - N/A
Page 40 - SCHEDULE 1
Page 41 - SCHEDULE 2
Page 42 - SCHEDULE 3
Page 43 - SCHEDULE 4
Page 44 - Form of Representation Date Certificate Pursuant to Section 7(l)
Page 45 - Form of Legal Opinion Pursuant to Section 7(m)
Page 46 - N/A
Page 47 - Exhibit 21
Subdocument 3 - EX-4.2 - EXHIBIT 4.2
Page 1 - Exhibit 4.2
Page 2 - TABLE OF CONTENTS
Page 3 - N/A
Page 4 - N/A
Page 5 - N/A
Page 6 - Issuer ) and , a corporation, as trustee (the Trustee ).
Page 7 - Authorized Newspaper means a newspaper in the English language or in an official language of the cou
Page 8 - Corporate Trust Office means the office of the Trustee at which the corporate trust business of the
Page 9 - Guarantee shall not include endorsements for collection or deposit in the ordinary course of busines
Page 10 - Indenture means this instrument as originally executed and delivered or, if amended or supplemented
Page 11 - Original Issue Discount Security means any Security that provides for an amount less than the Princi
Page 12 - Registered Global Security means a Security evidencing all or a part of a series of Registered Secur
Page 13 - Voting Stock means, with respect to any Person, capital stock of any class or kind ordinarily having
Page 14 - N/A
Page 15 - N/A
Page 16 - N/A
Page 17 - record date as used with respect to any interest payment date (except a date for payment of defaulte
Page 18 - N/A
Page 19 - N/A
Page 20 - N/A
Page 21 - N/A
Page 22 - N/A
Page 23 - [ ], and within 120 days after the close of each fiscal year thereafter, the Issuer will furnish to
Page 24 - N/A
Page 25 - Event of Default with respect to Securities of any series wherever used herein, means any one of the
Page 26 - N/A
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Page 56 - Determination Date ), the number of shares of such class of Capital Stock into which each $1,000 Pri
Page 57 - N/A
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Page 59 - N/A
Page 60 - N/A
Page 61 - N/A
Page 62 - N/A
Page 63 - DTC ), TO THE COMPANY OR ITS AGENT FOR REGISTRATION OF TRANSFER, EXCHANGE OR PAYMENT, AND ANY SECURI
Page 64 - [ ] CUSIP No.: [ ]
Page 65 - N/A
Page 66 - N/A
Page 67 - [ ]. The Issuer will pay interest semi-annually in arrears on each Interest Payment Date, commencing
Page 68 - N/A
Page 69 - [ ]. This conversion rate is subject to modification as provided in the Indenture. Such further prov
Page 70 - N/A
Page 71 - N/A
Subdocument 4 - EX-4.3 - EXHIBIT 4.3
Page 1 - Exhibit 4.3
Page 2 - N/A
Page 3 - N/A
Page 4 - N/A
Page 5 - N/A
Page 6 - N/A
Page 7 - Issuer ) and , a corporation, as trustee (the Trustee ).
Page 8 - Authorized Newspaper means a newspaper in the English language or in an official language of the cou
Page 9 - Corporate Trust Office means the office of the Trustee at which the corporate trust business of the
Page 10 - Guarantee shall not include endorsements for collection or deposit in the ordinary course of busines
Page 11 - Indenture means this instrument as originally executed and delivered or, if amended or supplemented
Page 12 - Original Issue Discount Security means any Security that provides for an amount less than the Princi
Page 13 - Registered Global Security means a Security evidencing all or a part of a series of Registered Secur
Page 14 - Voting Stock means, with respect to any Person, capital stock of any class or kind ordinarily having
Page 15 - N/A
Page 16 - N/A
Page 17 - N/A
Page 18 - record date as used with respect to any interest payment date (except a date for payment of defaulte
Page 19 - N/A
Page 20 - N/A
Page 21 - N/A
Page 22 - N/A
Page 23 - N/A
Page 24 - N/A
Page 25 - [ ], and within 120 days after the close of each fiscal year thereafter, the Issuer will furnish to
Page 26 - Event of Default with respect to Securities of any series wherever used herein, means any one of the
Page 27 - N/A
Page 28 - N/A
Page 29 - N/A
Page 30 - N/A
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Page 58 - Determination Date ), the number of shares of such class of Capital Stock into which each $1,000 Pri
Page 59 - N/A
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Page 61 - N/A
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Page 64 - N/A
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Page 68 - N/A
Page 69 - N/A
Page 70 - DTC ), TO THE COMPANY OR ITS AGENT FOR REGISTRATION OF TRANSFER, EXCHANGE OR PAYMENT, AND ANY SECURI
Page 71 - [ ] CUSIP No.: [ ]
Page 72 - N/A
Page 73 - Issuer ), promises to pay interest on the Principal amount of this Security at the rate per annum sh
Page 74 - N/A
Page 75 - [ ]. This conversion rate is subject to modification as provided in the Indenture. Such further prov
Page 76 - N/A
Page 77 - ASSIGNMENT FORM
Subdocument 5 - EX-5.1 - EXHIBIT 5.1
Page 1 - EXHIBIT 5.1
Page 2 - N/A
Page 3 - Tingle Merrett LLP
Subdocument 6 - EX-5.2 - EXHIBIT 5.2
Page 1 - EXHIBIT 5.2
Page 2 - N/A
Page 3 - N/A
Page 4 - N/A
Subdocument 7 - EX-23.1 - EXHIBIT 23.1
Page 1 - N/A